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Amy Ferguson Moncure

Calculus BC · Unit 5

Absolute Extrema on a Closed Interval

Test every critical point and both endpoints. The largest and smallest values win.

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candidates: critical points and endpoints

What to Remember

The candidates test

On a closed interval, evaluate \(f\) at every critical point in the interval and at both endpoints. The largest value is the absolute maximum. The smallest value is the absolute minimum.

A local maximum can lose to an endpoint

Compare the numbers. The winner is the absolute extremum on that interval, even if a local extremum sits in the middle.

Include a critical point where f' does not exist

A corner or a cusp inside the interval is a candidate, the same way a zero of \(f'\) is.

An open interval can have no absolute extremum

The candidates test is for a continuous function on a closed interval. On an open interval, a function can keep rising and never reach a largest value.

Level 1

Easy

One critical point, or none. Compare it with the endpoints.

Example
Find the absolute maximum and absolute minimum of \(f(x) = x^2\) on \([-1, 2]\).

\(f'(x) = 2x = 0\) at \(x = 0\)

\(f(-1) = 1\)

\(f(0) = 0\)

\(f(2) = 4\)

Absolute maximum 4 at \(x = 2\). Absolute minimum 0 at \(x = 0\).

Answer: max 4 at \(x = 2\); min 0 at \(x = 0\)

1
Find the absolute extrema of \(f(x) = -x^2 + 4\) on \([0, 3]\).
Show Answer

\(f'(x) = -2x = 0\) at \(x = 0\), an endpoint.

\(f(0) = 4\)

\(f(3) = -5\)

Answer: max 4 at \(x = 0\); min \(-5\) at \(x = 3\)

2
Find the absolute extrema of \(f(x) = x^3\) on \([-1, 2]\).
Show Answer

\(f'(x) = 3x^2 = 0\) at \(x = 0\)

\(f(-1) = -1\)

\(f(0) = 0\)

\(f(2) = 8\)

Answer: max 8 at \(x = 2\); min \(-1\) at \(x = -1\)

3
Find the absolute extrema of \(f(x) = e^x\) on \([0, 1]\).
Show Answer

\(f'(x) = e^x > 0\), so there is no critical point.

f is increasing, so the minimum is at the left endpoint and the maximum is at the right endpoint.

\(f(0) = 1\) and \(f(1) = e\)

Answer: max \(e\) at \(x = 1\); min 1 at \(x = 0\)

4
Find the absolute extrema of \(f(x) = \sin x\) on \([0, \pi]\).
Show Answer

\(f'(x) = \cos x = 0\) at \(x = \dfrac{\pi}{2}\)

\(f(0) = 0\)

\(f(\pi/2) = 1\)

\(f(\pi) = 0\)

Answer: max 1 at \(x = \pi/2\); min 0 at both endpoints

5
Why does \(f(x) = x\) on \((0, 1)\) have no absolute maximum?
Show Answer

The interval is open.

Values of \(f\) get arbitrarily close to 1 and never reach a largest value on \((0, 1)\).

Answer: the interval is open, so no absolute max

Level 2

Medium

Two critical points. Evaluate every candidate.

Example
Find the absolute extrema of \(f(x) = x^3 - 6x^2 + 9x + 1\) on \([0, 4]\).

\(f'(x) = 3x^2 - 12x + 9 = 3(x - 1)(x - 3)\)

Candidates: \(x = 0, 1, 3, 4\)

\(f(0) = 1\)

\(f(1) = 5\)

\(f(3) = 1\)

\(f(4) = 5\)

Absolute maximum 5 at \(x = 1\) and \(x = 4\). Absolute minimum 1 at \(x = 0\) and \(x = 3\).

Answer: max 5; min 1

1
Find the absolute extrema of \(f(x) = x + \dfrac{4}{x}\) on \([1, 4]\).
Show Answer

\(f'(x) = 1 - \dfrac{4}{x^2} = 0\) at \(x = 2\)

\(f(1) = 5\)

\(f(2) = 4\)

\(f(4) = 5\)

Answer: max 5 at the endpoints; min 4 at \(x = 2\)

2
Find the absolute extrema of \(f(x) = x^{2/3}\) on \([-1, 8]\).
Show Answer

The only critical point in the interval is \(x = 0\), where \(f'\) is undefined.

\(f(-1) = 1\)

\(f(0) = 0\)

\(f(8) = 4\)

Answer: max 4 at \(x = 8\); min 0 at \(x = 0\)

3
The temperature of a metal rod, in degrees Celsius, is \(T(x) = 20 + 6x - x^2\) for \(x\) in \([0, 5]\), measured in centimeters from the left end. Find the highest and lowest temperatures on the rod.
Show Answer

\(T'(x) = 6 - 2x = 0\) at \(x = 3\)

\(T(0) = 20\)

\(T(3) = 20 + 18 - 9 = 29\)

\(T(5) = 20 + 30 - 25 = 25\)

Answer: highest 29°C; lowest 20°C

4
Find the absolute maximum value of \(f(x) = x^3 - 3x\) on \([-2, 2]\).
Show Answer

\(f'(x) = 3x^2 - 3 = 0\) at \(x = \pm 1\)

\(f(-2) = -2\)

\(f(-1) = 2\)

\(f(1) = -2\)

\(f(2) = 5\)

Answer: 5 at \(x = 2\)

5
On \([1, 4]\), \(f(x) = x + \dfrac{4}{x}\) has candidate values 5, 4, and 5. What is the absolute minimum?
Show Answer

The smallest candidate value is 4.

Answer: 4

Level 3

Hard

A product with an exponential, a logarithm, or an absolute value.

Example
Find the absolute extrema of \(f(x) = x^2 e^{-x}\) on \([0, 4]\).

\(f'(x) = e^{-x}(2x - x^2) = x e^{-x}(2 - x)\)

Candidates in the interval: \(x = 0\) and \(x = 2\), plus the endpoint \(x = 4\).

\(f(0) = 0\)

\(f(2) = \dfrac{4}{e^2}\)

\(f(4) = \dfrac{16}{e^4}\)

\(\dfrac{4}{e^2} > \dfrac{16}{e^4}\) because \(e^2 > 4\).

Answer: max \(\dfrac{4}{e^2}\) at \(x = 2\); min 0 at \(x = 0\)

1
Find the absolute extrema of \(f(x) = \dfrac{\ln x}{x}\) on \([1, e^2]\).
Show Answer

\(f'(x) = \dfrac{1 - \ln x}{x^2}\)

\(\ln x = 1\) at \(x = e\), which is in the interval.

\(f(1) = 0\)

\(f(e) = \dfrac{1}{e}\)

\(f(e^2) = \dfrac{2}{e^2}\)

\(\dfrac{1}{e} > \dfrac{2}{e^2}\) because \(e > 2\).

Answer: max \(\dfrac{1}{e}\) at \(x = e\); min 0 at \(x = 1\)

2
Find the absolute extrema of \(f(x) = |x^2 - 4|\) on \([-1, 3]\).
Show Answer

On \([-1, 2]\), \(f(x) = 4 - x^2\) and \(f'(x) = -2x\), so \(x = 0\) is a candidate.

On \([2, 3]\), \(f(x) = x^2 - 4\) and \(f'\) is not 0.

The expression inside the absolute value is 0 at \(x = 2\), so the derivative fails there.

\(f(-1) = 3\)

\(f(0) = 4\)

\(f(2) = 0\)

\(f(3) = 5\)

Answer: max 5 at \(x = 3\); min 0 at \(x = 2\)

3
Write the candidates-test justification for the absolute maximum of \(f(x) = x^2\) on \([-1, 2]\).
Show Answer

\(f\) is continuous on \([-1, 2]\).

The only critical point is \(x = 0\).

The candidate values are \(f(-1) = 1\), \(f(0) = 0\), and \(f(2) = 4\).

The absolute maximum value is 4, at \(x = 2\).

Answer: absolute max 4 at \(x = 2\)

4
Which value is the absolute minimum of \(f(x) = x^3 - 6x^2 + 9x + 1\) on \([0, 4]\)?
A. \(1\)
B. \(5\)
C. \(0\)
D. \(9\)
Show Answer

The candidate values are 1, 5, 1, and 5.

The smallest is 1.

Answer: A. \(1\)

5
For \(f(x) = x^2 e^{-x}\) on \([0, 4]\), explain why the absolute maximum is not at an endpoint.
Show Answer

\(f(0) = 0\) and \(f(4) = 16/e^4\)

\(f(2) = \dfrac{4}{e^2}\)

\(\dfrac{4}{e^2}\) is larger than both endpoint values because \(e^2 > 4\).

The absolute maximum is at the critical point \(x = 2\).

Answer: the critical value \(\dfrac{4}{e^2}\) is larger than both endpoint values

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