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Amy Ferguson Moncure

Calculus BC ยท Unit 5

Concavity and the Second Derivative Test

Read the sign of f'' for concavity, inflection points, and local extrema.

Jump to section:

\(f'' > 0\) concave up, \(f'' < 0\) concave down

What to Remember

The sign of f'' is the concavity

\(f''(x) > 0\) means \(f\) is concave up. \(f''(x) < 0\) means \(f\) is concave down.

Concave up is the same statement as \(f'\) increasing.

An inflection point is a concavity change

The concavity has to change. \(f''(c) = 0\) is not enough by itself. \(f''\) may also be undefined at an inflection point.

The second derivative test

If \(f'(c) = 0\) and \(f''(c) > 0\), then \(f\) has a local minimum at \(c\).

If \(f'(c) = 0\) and \(f''(c) < 0\), then \(f\) has a local maximum at \(c\).

If \(f''(c) = 0\), the test is inconclusive.

Go back to the first derivative test when the second is silent

For \(f(x) = x^4\), \(f'(0) = 0\) and \(f''(0) = 0\). The first derivative changes from negative to positive, so the point is a local minimum.

Level 1

Easy

Read f'' and name the concavity.

Example
For \(f(x) = x^3 - 3x^2\), find the inflection point and the concavity intervals.

\(f'(x) = 3x^2 - 6x\)

\(f''(x) = 6x - 6 = 6(x - 1)\)

\(f'' < 0\) on \((-\infty, 1)\), so f is concave down there.

\(f'' > 0\) on \((1, \infty)\), so f is concave up there.

\(f(1) = 1 - 3 = -2\)

Inflection point \((1, -2)\).

Answer: concave down on \((-\infty,1)\); concave up on \((1,\infty)\); inflection \((1,-2)\)

1
Describe the concavity of \(f(x) = x^2\).
Show Answer

\(f''(x) = 2 > 0\)

f is concave up on \((-\infty, \infty)\). There is no inflection point.

Answer: always concave up

2
Describe the concavity of \(f(x) = -x^2\).
Show Answer

\(f''(x) = -2 < 0\)

f is concave down on \((-\infty, \infty)\).

Answer: always concave down

3
For \(f(x) = x^3\), use the second derivative test at the critical point.
Show Answer

\(f'(x) = 3x^2\) and \(f'(0) = 0\)

\(f''(x) = 6x\) and \(f''(0) = 0\)

The second derivative test is inconclusive.

\(f'\) does not change sign, so \(x = 0\) is not a local extremum. It is an inflection point.

Answer: test inconclusive; inflection at 0

4
\(f''(x) = x - 3\). Where is \(f\) concave up?
Show Answer

\(f''(x) > 0\) when \(x > 3\).

Answer: \((3, \infty)\)

5
Describe the concavity of \(f(x) = e^x\).
Show Answer

\(f''(x) = e^x > 0\)

f is concave up on \((-\infty, \infty)\).

Answer: always concave up

Level 2

Medium

Use f'' both for concavity and for the second derivative test.

Example
For \(f(x) = x^4 - 6x^2\), find the inflection points.

\(f''(x) = 12x^2 - 12 = 12(x^2 - 1)\)

\(f'' = 0\) at \(x = \pm 1\)

\(f'' > 0\) on \((-\infty, -1)\) and \((1, \infty)\).

\(f'' < 0\) on \((-1, 1)\).

Concavity changes at both zeros.

\(f(1) = 1 - 6 = -5\) and \(f(-1) = -5\)

Answer: inflection points \((-1, -5)\) and \((1, -5)\)

1
For \(f(x) = x^4 - 6x^2\), use the second derivative test at the critical points.
Show Answer

\(f'(x) = 4x^3 - 12x = 4x(x^2 - 3)\)

Critical points: \(x = 0, \pm\sqrt{3}\)

\(f''(x) = 12(x^2 - 1)\)

\(f''(0) = -12 < 0\): local maximum.

\(f''(\sqrt{3}) = 12(3 - 1) > 0\): local minimum. The same holds at \(-\sqrt{3}\).

Answer: local max at 0; local mins at \(\pm\sqrt{3}\)

2
For \(f(x) = \sin x\) on \((0, 2\pi)\), find the concavity and the inflection point.
Show Answer

\(f''(x) = -\sin x\)

Concave down on \((0, \pi)\), where \(\sin x > 0\).

Concave up on \((\pi, 2\pi)\).

Inflection at \(x = \pi\), and \(f(\pi) = 0\).

Answer: inflection \((\pi, 0)\)

3
For \(f(x) = x e^{x}\), find the inflection point and classify \(x = -1\).
Show Answer

\(f'(x) = e^{x}(x + 1)\)

\(f''(x) = e^{x}(x + 2)\)

Concavity changes at \(x = -2\) from down to up.

\(f(-2) = -2e^{-2}\)

At the critical point \(x = -1\), \(f''(-1) = e^{-1} > 0\), so it is a local minimum.

Answer: inflection \(\left(-2, -2e^{-2}\right)\); local min at \(x = -1\)

4
For \(f(x) = x^4\), what does the second derivative test say at \(x = 0\), and what is the correct conclusion?
Show Answer

\(f'(0) = 0\) and \(f''(0) = 0\)

The second derivative test is inconclusive.

\(f'(x) = 4x^3\) changes from negative to positive, so \(x = 0\) is a local minimum.

Answer: inconclusive; local min by the first derivative test

5
Where is \(f(x) = x^3 - 3x^2\) concave down?
A. \((-\infty, 1)\)
B. \((1, \infty)\)
C. \((0, 2)\)
D. nowhere
Show Answer

\(f''(x) = 6(x - 1) < 0\) on \((-\infty, 1)\).

Answer: A. \((-\infty, 1)\)

Level 3

Hard

A quotient for f'', an undefined second derivative, and a sentence a reader can check.

Example
For \(f(x) = \ln(x^2 + 1)\), find the concavity intervals and the inflection points.

\(f'(x) = \dfrac{2x}{x^2 + 1}\)

\(f''(x) = \dfrac{2(1 - x^2)}{(x^2 + 1)^2}\)

The denominator is always positive.

\(f'' > 0\) on \((-1, 1)\). Concave up.

\(f'' < 0\) on \((-\infty, -1)\) and \((1, \infty)\). Concave down.

\(f(1) = f(-1) = \ln 2\)

Answer: inflection points \((-1, \ln 2)\) and \((1, \ln 2)\)

1
For \(f(x) = x^{1/3}\), determine the concavity on each side of \(x = 0\).
Show Answer

\(f''(x) = -\dfrac{2}{9x^{5/3}}\)

For \(x > 0\), \(f'' < 0\). Concave down.

For \(x < 0\), \(x^{5/3} < 0\), so \(f'' > 0\). Concave up.

Concavity changes at \(x = 0\), where \(f''\) is undefined. Inflection point \((0, 0)\).

Answer: concave up on \((-\infty,0)\); concave down on \((0,\infty)\); inflection \((0,0)\)

2
Justify the local maximum of \(f(x) = x^3 - 3x^2\) at \(x = 0\) with the second derivative test.
Show Answer

\(f'(x) = 3x(x - 2)\) and \(f'(0) = 0\)

\(f''(x) = 6(x - 1)\) and \(f''(0) = -6 < 0\)

By the second derivative test, \(f\) has a local maximum at \(x = 0\).

\(f(0) = 0\)

Answer: local max \((0, 0)\)

3
For \(f(x) = x^3 - 3x^2\), classify \(x = 2\) with the second derivative test.
Show Answer

\(f'(2) = 0\)

\(f''(2) = 6 > 0\)

Local minimum.

\(f(2) = 8 - 12 = -4\)

Answer: local min \((2, -4)\)

4
The graph of \(f'\) is increasing on \((-2, 1)\) and decreasing on \((1, 4)\). What does that say about \(f\)?
Show Answer

\(f'\) increasing means \(f\) is concave up.

\(f'\) decreasing means \(f\) is concave down.

f is concave up on \((-2, 1)\) and concave down on \((1, 4)\).

f has an inflection point at \(x = 1\).

Answer: concave up then down; inflection at \(x = 1\)

5
Which statement about \(f(x) = x^4\) at \(x = 0\) is true?
A. The second derivative test is inconclusive, and the point is a local minimum.
B. The second derivative test says the point is a local maximum.
C. The point is an inflection point and a local maximum.
D. \(f''(0) > 0\)
Show Answer

\(f''(0) = 0\)

The first derivative changes from negative to positive.

Answer: A. inconclusive, and it is a local minimum

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